Memoir Writers Editing and Proofreading Services
Representations and warranties is a section of the Authors Guild's model trade book contract, and that section asks a memoirist for a promise the copyright statute never asks for. One clause warrants that the work "contains nothing that violates any right of privacy, is defamatory, or infringes" or otherwise violates any intellectual property or other right of any kind of any person or entity.1 The same clause goes on to reach material that is unlawful or deceptive.1 A later section asks the author to "indemnify and hold harmless Publisher and Publisher's licensees" against losses arising from a claim resulting from a breach of those warranties.2 Nothing in the copyright statute's sections on fair use, on ownership, or on duration asks an author to promise anything.345
The Guild's commentary marks that clause as the fairer version rather than the usual one. The Guild's model adds the phrase "to the best of Author's knowledge," unlike most publishers' standard contracts.1 The alternative, the commentary says, forces an author to act as the publisher's insurer against such claims.1
The sentence Congress added in 1992
Section 107 names criticism, comment, news reporting, teaching, scholarship, and research among the purposes for which use of a copyrighted work may be fair, and it sets out four factors to be considered.3 It closes with a sentence that is not in the original 1976 text. "The fact that a work is unpublished shall not itself bar a finding of fair use if such finding is made upon consideration of all the above factors."3 That sentence arrived as Public Law 102-492, enacted October 24, 1992 and printed at 106 Stat. 3145.6
The addition matters more to memoir than to most genres, because the documents a memoirist works from are unpublished almost by definition. A letter, a diary, a school report, and a hospital discharge summary are all unpublished works in the copyright sense, whatever else they are. The sentence does not say that unpublished status is irrelevant. It says that unpublished status does not by itself decide the question.
What the courts had said, and what they said afterward
The Supreme Court decided Harper & Row v. Nation Enterprises on May 20, 1985. The opinion describes the unpublished nature of a work as "[a] key, though not necessarily determinative, factor" tending to negate a defense of fair use.7 It also states that "under ordinary circumstances, the author's right to control the first public appearance of his undisseminated expression will outweigh a claim of fair use."7
The Second Circuit applied that language to letters in Salinger v. Random House, decided January 29, 1987. The biographer located "most, if not all," of the letters in the libraries of Harvard, Princeton, and the University of Texas.8 They had been donated to those libraries by the recipients or their representatives.8 The court reversed the denial of a preliminary injunction and remanded with directions to issue one.8 The people who held those letters were their recipients, and the writer was somebody else.
The same court reached the opposite result in Wright v. Warner Books on November 21, 1991, affirming summary judgment for a biographer and her publisher, who had used Richard Wright's unpublished letters and journals. "Neither Salinger, Harper & Row, nor any other case, however, erected a per se rule regarding unpublished works," the opinion states.9 It continues that "the fair use test remains a totality inquiry, tailored to the particular facts of each case."9 Congress wrote its own sentence into section 107 the following year.
What the Copyright Office still tells the public
The Copyright Office maintains a Fair Use Index, and its summary of the second statutory factor carries a line worth reading beside the 1992 amendment. "In addition, use of an unpublished work is less likely to be considered fair."10 The Office also states on the same page that it "is unable to provide specific legal advice to individual members of the public about questions of fair use."10
Those two statements sit in different registers. One is a statute saying a fact is not decisive on its own; the other is an agency's plain-language summary of how the factor tends to run. A memoirist reading only the second would conclude that quoting a grandmother's letter is close to barred. A memoirist reading only the first would conclude that it is close to free. Which reading applies to a particular passage is a question for the author's own attorney.
The paper and the words have different owners
The statute separates the two forms of property in one sentence. "Ownership of a copyright, or of any of the exclusive rights under a copyright, is distinct from ownership of any material object in which the work is embodied."4 The box and the letters inside it are the material objects, and the sentences on the paper are the work.
The University of California Press states the consequence in its own guidance to authors. That guidance says unpublished letters "present particular problems."11 It continues that "the writer of the letter (or the writer's heirs) normally controls the publication rights even if the physical letter is in the possession of another person or in a library archive."11 That guidance also places responsibility for complying with "copyright, privacy, and libel laws" on the author.11
Duration is where family papers become difficult rather than merely inconvenient. Copyright in a work created on or after January 1, 1978 endures for a term consisting of the life of the author and 70 years after the author's death.5 For a letter whose writer's date of death is not known, the statute supplies an administrative route rather than a research project.
Any person having an interest in a copyright may record a statement of the date of death of the author with the Copyright Office.5 Another provision then supplies a presumption. After 95 years from first publication or 120 years from creation, whichever expires first, a person may obtain a certified report from the Office.5 That report may disclose nothing to indicate that the author is living, or that the author died less than 70 years before. In that case the requester is entitled to a presumption that the author has been dead for at least 70 years.5
A person the manuscript does not name
The warranty quoted at the top reaches privacy and defamation, and neither subject appears in the copyright sections cited above. Identification of the person described is one question inside each of them. Two decisions from California courts show what the words in a manuscript have to do with identifying a person.
In Flynn v. Higham, decided December 9, 1983, Errol Flynn's children sued over a biography of their father. The California Court of Appeal stated the rule in one sentence, taken from an earlier California decision. "Defamation of a deceased person does not give rise to a civil right of action at common law in favor of the surviving spouse, family, or relatives, who are not themselves defamed."12 The court also declined to allow a claim for intentional infliction of emotional distress on the same facts. Allowing such a claim, it reasoned, would let plaintiffs "do indirectly that which they could not do directly."12
The other decision concerns a person whose name was changed. In Bindrim v. Mitchell, reported at 92 Cal. App. 3d 61 and decided in 1979, a novelist had changed the name and the physical description of a psychologist whose sessions she had attended. The court stated the test as "whether a reasonable person, reading the book, would understand that the fictional character therein pictured was, in actual fact, the plaintiff acting as described."13 It modified the judgment and otherwise affirmed it.13 As modified, a compensatory judgment ran jointly and severally against the novelist and her publisher, and a separate punitive judgment ran against the publisher alone.13 That is one California appellate decision from 1979 rather than a national rule, and it is cited here for what the court said about identification.
The list an editor can build
Nothing a client sends us is shared. Whether a use is fair, whether a passage is defamatory, and whether a living person would be identified are questions for the author and the author's attorney, and we do not answer them. The Editorial Freelancers Association lists research and fact-checking separately from editing. Copyediting, on its definitions, "involves correcting spelling, grammar, usage, and punctuation, checking cross-references, and preparing the style sheets that guide consistency and accuracy across the manuscript."14 Fact-checkers "review a manuscript and confirm the veracity of each statement that is claimed as an assertion of fact."14 The same page describes that service as a deeper level of scrutiny than the incidental fact-checking which may occur during editing.14
What we work on is the manuscript. Quoting a letter and reporting what the letter said are two different acts on the page, and only one of them reproduces the writer's expression. A draft that moves between the two without marking which is which is hard to review later, by anybody. We mark every passage that reproduces someone else's words rather than summarizing them. We record its length and the date on the document it came from. We note where the same person appears under two spellings or under two descriptions.
That produces a table rather than a manuscript. An author reviewing a warranty clause with an attorney has something to read that is a few pages long, organized by chapter, and keyed to the pages the passages sit on. The alternative is a search through the whole draft carried out by somebody who is being paid by the hour to do it. We do not clear permissions, trace an heir, or read an estate file.
The choice between quoting a letter and reporting its contents is usually made for reasons of pace. A quoted paragraph slows a chapter and introduces a second writer's voice, while a summary keeps the narration in the author's own. The second set of consequences is not visible while the drafting is going on, and it becomes visible when the quoted passages are gathered in one place and counted.
Appendix: the four factors as section 107 prints them
The section provides that the factors to be considered "shall include" the four that follow.3
The first factor is "the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes."3 The second is "the nature of the copyrighted work."3 The third is "the amount and substantiality of the portion used in relation to the copyrighted work as a whole."3 The fourth is "the effect of the use upon the potential market for or value of the copyrighted work."3
References
- The Authors Guild, Model Trade Book Contract, Representations and Warranties, section 14. https://go.authorsguild.org/contract_sections/14 ↩
- The Authors Guild, Model Trade Book Contract, Indemnities, section 15. https://go.authorsguild.org/contract_sections/15 ↩
- Office of the Law Revision Counsel, U.S. House of Representatives, United States Code, 17 U.S.C. 107, "Limitations on exclusive rights: Fair use." https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title17-section107&num=0&edition=prelim ↩
- Office of the Law Revision Counsel, U.S. House of Representatives, United States Code, 17 U.S.C. 202, "Ownership of copyright as distinct from ownership of material object." https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title17-section202&num=0&edition=prelim ↩
- Office of the Law Revision Counsel, U.S. House of Representatives, United States Code, 17 U.S.C. 302, "Duration of copyright: Works created on or after January 1, 1978," subsections (a), (d), and (e). https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title17-section302&num=0&edition=prelim ↩
- U.S. Government Publishing Office, Statutes at Large, Public Law 102-492, October 24, 1992, 106 Stat. 3145. https://www.govinfo.gov/content/pkg/STATUTE-106/pdf/STATUTE-106-Pg3145.pdf ↩
- Harper & Row, Publishers, Inc. v. Nation Enterprises, 471 U.S. 539, decided May 20, 1985. https://supreme.justia.com/cases/federal/us/471/539/ ↩
- Salinger v. Random House, Inc., 811 F.2d 90 (2d Cir.), decided January 29, 1987. https://law.justia.com/cases/federal/appellate-courts/F2/811/90/206150/ ↩
- Wright v. Warner Books, Inc., 953 F.2d 731 (2d Cir.), decided November 21, 1991. https://law.justia.com/cases/federal/appellate-courts/F2/953/731/222890/ ↩
- U.S. Copyright Office, Fair Use Index. https://www.copyright.gov/fair-use/ ↩
- University of California Press, Clearing Permissions, author guidance, update 08/06. https://content.ucpress.edu/authors/clearing_permissions.pdf ↩
- Flynn v. Higham, 149 Cal. App. 3d 677, decided December 9, 1983. https://law.justia.com/cases/california/court-of-appeal/3d/149/677.html ↩
- Bindrim v. Mitchell, 92 Cal. App. 3d 61, decided 1979. https://law.justia.com/cases/california/court-of-appeal/3d/92/61.html ↩
- Editorial Freelancers Association, Editorial Service Definitions. https://www.the-efa.org/editorial-services-definitions/ ↩
A worked example: Quoted Passage List and Manuscript Extract
a chapter extract from a memoir manuscript together with the quoted-passage list prepared from it, checked against what the author's own record states about each source document
Ownership of a copyright is distinct from ownership of the material object in which the work is embodied, and the statute says so in one sentence at 17 U.S.C. 202. Copyright in a work created on or after January 1, 1978 endures for a term consisting of the life of the author and 70 years after the author's death. Section 107 sets out four factors and closes by providing that the fact a work is unpublished does not itself bar a finding of fair use, where the finding is made on consideration of all the factors. The Authors Guild model trade book contract asks an author to warrant that the work contains nothing that violates any right of privacy, is defamatory, or infringes any intellectual property or other right, and a further section asks the author to indemnify the publisher against losses arising from a breach. The Editorial Freelancers Association lists research and fact-checking separately from copyediting. Whether a use is fair, whether a passage is defamatory, and whether a living person would be identified are questions for the author and the author's attorney, and this specimen decides none of them. The extract below records what the author reports, and is reproduced unchanged in both panels.
Before
SPECIMEN, PREPARED BY EDITFAST FOR ILLUSTRATION. NOT A REAL MANUSCRIPT.
Prepared for an unnamed author (fictitious manuscript), chapter 4 extract and quoted-passage list
EXTRACT FROM THE AUTHOR'S RECORD (reproduced unchanged in both panels)
AR-1 The letter used at 4.2 was written by Margaret Hale and is dated March 14, 1961.
AR-2 Margaret Hale died in 1978, and no rights in her letters have been assigned to the author.
AR-3 The author holds the physical letters, which came to her with the house.
AR-4 The words used at 4.2 are Margaret Hale's own, copied from the letter, and run to 22 words.
AR-5 The sentences at 4.3 are the author's summary of a second letter and reproduce none of its wording.
AR-6 The diary entry used at 4.4 runs to 240 words, and 210 of them appear in the manuscript.
AR-7 The school report used at 4.5 carries no date on any of its pages.
AR-8 The person called Ray Dunmore at 4.6 is living, and Ray Dunmore is not his name.
AR-9 The author's attorney has not yet reviewed any passage in this chapter.
CHAPTER 4, EXTRACT
4.2 She wrote to her sister that January, and the letter says the frost had reached the water line and the pump had to be wrapped with burlap before the middle of the month.
4.3 In a second letter she wrote, "the coal ran out before February and we burned what was left of the orchard."
4.4 The diary entry for that week appears here in full.
4.5 The school report of September 1953 records a boy who read well and would not sit still.
4.6 Ray Dunmore ran the coal yard on Fenwick Street in those years.
QUOTED PASSAGE LIST AS DRAFTED
L-1 4.2 Letter, Margaret Hale to her sister, March 14, 1961. Paraphrase. Cleared: yes.
L-2 4.3 Letter, Margaret Hale, undated. Quotation. Cleared: yes.
L-3 4.4 Diary, complete entry. Cleared: yes.
L-4 4.5 School report, September 1953. Cleared: yes.
After
SPECIMEN, PREPARED BY EDITFAST FOR ILLUSTRATION. NOT A REAL MANUSCRIPT.
Prepared for an unnamed author (fictitious manuscript), chapter 4 extract and quoted-passage list
EXTRACT FROM THE AUTHOR'S RECORD (reproduced unchanged in both panels)
AR-1 The letter used at 4.2 was written by Margaret Hale and is dated March 14, 1961.
AR-2 Margaret Hale died in 1978, and no rights in her letters have been assigned to the author.
AR-3 The author holds the physical letters, which came to her with the house.
AR-4 The words used at 4.2 are Margaret Hale's own, copied from the letter, and run to 22 words.
AR-5 The sentences at 4.3 are the author's summary of a second letter and reproduce none of its wording.
AR-6 The diary entry used at 4.4 runs to 240 words, and 210 of them appear in the manuscript.
AR-7 The school report used at 4.5 carries no date on any of its pages.
AR-8 The person called Ray Dunmore at 4.6 is living, and Ray Dunmore is not his name.
AR-9 The author's attorney has not yet reviewed any passage in this chapter.
CHAPTER 4, EXTRACT
4.2 She wrote to her sister that January: "the frost had reached the water line and the pump had to be wrapped with burlap before the middle of the month."
4.3 In a second letter she described a winter in which the coal ran out before February and what was left of the orchard was burned.
4.4 The diary entry for that week runs to 240 words, and 210 of them appear here.
4.5 A school report records a boy who read well and would not sit still.
4.6 Ray Dunmore, a name changed here, ran the coal yard on Fenwick Street in those years.
QUOTED PASSAGE LIST AS DRAFTED
L-1 4.2 Letter, Margaret Hale to her sister, March 14, 1961. Quotation, 22 words. Author's attorney: not yet reviewed.
L-2 4.3 Letter, Margaret Hale, second letter, date not recorded. Summary, no wording reproduced. Author's attorney: not yet reviewed.
L-3 4.4 Diary, 210 words quoted from a 240-word entry. Author's attorney: not yet reviewed.
L-4 4.5 School report, no date on the document. Author's attorney: not yet reviewed.
[Query to the author: AR-2 records that Margaret Hale died in 1978 and that no rights have been assigned, and AR-3 records that the paper came with the house. Who holds the copyright in the two letters, and whether any passage may run as quoted, are questions for the author and the attorney rather than for us. AR-8 records a changed name, and whether the note at 4.6 should say so on the page or in the front matter is the author's decision.]
What changed, and why
| Was | Now | Reason |
|---|---|---|
| 4.2 She wrote to her sister that January, and the letter says the frost had reached the water line and the pump had to be wrapped with burlap before the middle of the month. | 4.2 She wrote to her sister that January: "the frost had reached the water line and the pump had to be wrapped with burlap before the middle of the month." | AR-4 records that these are Margaret Hale's own words, copied from the letter. Running them without quotation marks presents another writer's expression as the narrator's. The quotation marks are the only thing on the page that distinguishes the two. |
| 4.3 In a second letter she wrote, "the coal ran out before February and we burned what was left of the orchard." | 4.3 In a second letter she described a winter in which the coal ran out before February and what was left of the orchard was burned. | AR-5 records that these sentences are the author's summary and reproduce none of the letter's wording. Quotation marks around a summary attribute words to a writer who did not use them. |
| 4.4 The diary entry for that week appears here in full. | 4.4 The diary entry for that week runs to 240 words, and 210 of them appear here. | AR-6 gives 240 words in the entry and 210 in the manuscript. The draft told the reader the entry was complete, and the record says thirty words are absent. |
| 4.5 The school report of September 1953 records a boy who read well and would not sit still. | 4.5 A school report records a boy who read well and would not sit still. | AR-7 records that the report carries no date on any of its pages. Where the date came from is not in the record, and the sentence now describes the document without dating it. |
| 4.6 Ray Dunmore ran the coal yard on Fenwick Street in those years. | 4.6 Ray Dunmore, a name changed here, ran the coal yard on Fenwick Street in those years. | AR-8 records a living person under a changed name. The manuscript did not say so anywhere, and a reader had no way to know. Whether the note belongs on the page or in the front matter is the author's decision. |
| L-1 4.2 Letter, Margaret Hale to her sister, March 14, 1961. Paraphrase. Cleared: yes. | L-1 4.2 Letter, Margaret Hale to her sister, March 14, 1961. Quotation, 22 words. Author's attorney: not yet reviewed. | AR-4 makes 4.2 a quotation of 22 words, and the row called it a paraphrase. AR-9 records that the attorney has reviewed nothing, so the clearance column stated a conclusion nobody had reached. |
| L-2 4.3 Letter, Margaret Hale, undated. Quotation. Cleared: yes. | L-2 4.3 Letter, Margaret Hale, second letter, date not recorded. Summary, no wording reproduced. Author's attorney: not yet reviewed. | AR-5 makes 4.3 a summary, and the row had the two entries reversed against L-1. The date is recorded nowhere in AR-1 to AR-9 for the second letter, so the row now says that rather than calling the letter undated. |
| L-3 4.4 Diary, complete entry. Cleared: yes. | L-3 4.4 Diary, 210 words quoted from a 240-word entry. Author's attorney: not yet reviewed. | AR-6 supplies both figures. A row reading complete entry gives an attorney nothing to weigh, and the two numbers are what the third statutory factor asks about. |
| L-4 4.5 School report, September 1953. Cleared: yes. | L-4 4.5 School report, no date on the document. Author's attorney: not yet reviewed. | AR-7 records no date on the report. The row carried a date the document does not, which is the same fault as the body sentence at 4.5. |
Final specimen (PDF, 7 KB) Marked-up specimen (PDF, 9 KB)
Specimen prepared by EditFast for illustration only. Not a real document, record or filing. Any resemblance to an actual organization, person or record is unintended. Not legal, regulatory, clinical or professional advice.
Key Memoir Writers vocabulary
- Memoir
- Personal essay
- Narrative distance
- Retrospective narrator
- Scene and summary
- Composite character
- Reconstructed dialogue
- Author's note
- Permissions log
- Quoted passage
- Paraphrase
- Attribution
- Epigraph
- Copyright
- Author
- Initial ownership
- Material object
- Transfer of ownership
- Conveyance
- Bequest
- Intestate succession
- Heir
- Estate
- Rights holder
- Term of copyright
- Life plus seventy
- Joint work
- Anonymous work
- Pseudonymous work
- Work made for hire
- Public domain
- Unpublished work
- Fair use
- Purpose and character of the use
- Nature of the copyrighted work
- Amount and substantiality
- Market effect
- Permission letter
- Clearance
- Archive box
- Provenance
- Photograph credit
- Diary entry
- Correspondence
- Oral history transcript
Memoir Writers Word Challenge
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